CE/CPE Course Information

Internal Auditing: Nature of Work, Governance, and Compliance

CPE Credits: 2
Subject Area: Accounting and Auditing
Field of Study: Auditing
Program Level: Overview
Lesson Version: 17-1
Publication/Revision Date: June 20, 2018
Prerequisites/Advanced Preparation: None

After completing this course, you will be able to
  • Determine the nature of an internal audit activity’s work
  • Assess an organization’s governance process
  • Evaluate an organization’s compliance with policies, plans, procedures, laws, regulations, contracts, and other requirements
Course Topics
  1. Nature of Work
  2. Governance
  3. Compliance
  4. Monitoring and Follow-Up

This self-study course consists of an Audiovisual presentation or a 10-question True/False Introductory quiz, a Knowledge Transfer Outline with multiple-choice questions for study and review, and a Qualified Assessment of 10 questions.

This course is designed for your convenience. You may log out at any time during the course; your current position and all work will be saved. The next time you log in, you can resume right where you logged off.

State Board and other CPE agency registrations can be viewed on our sponsor approvals page.

For more information regarding administrative policies such as complaints and refunds, please contact our CPE Department at (800) 874-5346 ext. CPE (273).