CE/CPE Course Information

Internal Auditing: Compliance Auditing and Other Types of Engagements

CPE Credits: 4
Subject Area: Accounting and Auditing
Field of Study: Auditing
Program Level: Overview
Lesson Version: 17-1
Publication/Revision Date: June 27, 2019
Prerequisites/Advanced Preparation: None

After completing this course, you will be able to
  • Answer technical questions on compliance auditing
  • Review business continuity planning
  • Assess due diligence audits
  • Analyze an organizational quality program
  • Assess and monitor controls over information reliability, integrity, and privacy
  • Explain and discuss other types of internal audit engagements
Course Topics
  1. Compliance Auditing
  2. Environmental Auditing
  3. Business Continuity Management (BCM)
  4. Due Diligence Auditing
  5. Quality Auditing
  6. Security and Privacy Auditing
  7. Other Engagements

This self-study course consists of an Audiovisual presentation or a 20-question True/False Introductory quiz, a Knowledge Transfer Outline with multiple-choice questions for study and review, and a Qualified Assessment of 20 questions.

This course is designed for your convenience. You may log out at any time during the course; your current position and all work will be saved. The next time you log in, you can resume right where you logged off.

State Board and other CPE agency registrations can be viewed on our sponsor approvals page.

For more information regarding administrative policies such as complaints and refunds, please contact our CPE Department at (800) 874-5346 ext. CPE (273).